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COMPLIANCE AND DUE DILIGENCE: KYC AND KYS

September 7 at 8 h 30 min - 11 h 30 min

490€

KYC for “Know Your Customer” or KYS for “Know Your Supplier” are the names of any procedure allowing a Financial Institution, as well as large companies, to identify a third party within the framework of “Due Diligence” before any entering into a relationship and throughout the life of that relationship.

These procedures meet the due diligence obligations with regard to the fight against money laundering and terrorist financing, as well as the fight against corruption. They also meet an obligation to inform and warn investors and borrowers.

They serve to protect financial institutions, as well as large companies, from the increase and impact of these risks which only increase with the penetration of digital in our lives and highly volatile geopolitical events.

This conference will address the issues, the collaborative approach necessary with operational staff to define, according to their knowledge of field issues, taking into account the different regulations, the most robust KYC processes.

 

Program 

This conference will address the issues, the collaborative approach necessary with operational staff to define, according to their knowledge of field issues, taking into account the different regulations, the most robust KYC processes.

  1. Theme 1: The importance of customer knowledge when entering into a relationship, and throughout the life of the relationship, in relation to the risks incurred.
    • Identification of the Natural (PP) or Legal person (PM) (Beneficial Owner)
    • Verification of his PP or PM identity
  2. Theme 2: LCBFT: The risk-based approach and the classification of its latest (5 axes)
    • The business relationship axis (customer characteristics)
    • The product or service axis (prepaid, anonymous card, etc.)
    • The achievement condition axis (at a distance, etc.)
    • The distribution channel axis (Broker, store, etc.)
    • The axis country or territory of origin or destination of the funds
  3. Theme 3:"Third party assessment: from regulatory obligation to operational deployment   
    • Identification and knowledge of all Third Parties
    • Implementation of change management

IN COLLABORATION WITH :

SPEAKERS:

  • Mr. Michael Amado, Cabinet Amado and President of the Risk & Compliance Institute
  • Madame Charlotte Guy, Lawyer, Cabinet Amado
  • Mr. Joseph Mocachen, Compliance Offer Manager, Ellisphere
  • Mr. Laurent Renaudot, Senior Manager, 99 advisory
  • Ms. Nathalie Vandaele, Head of Financial Links, Ellisphere

CONCERNED PUBLIC :

  • Compliance officers & managers
  • Human Resources Directors and Managers
  • Compliance directors
  • Ethics Directors
  • Internal lawyers
  • Legal directors / managers
  • CSR managers
  • Law firm partners
  • Business leaders

ACCESS MAP :

Hotel Le Meurice - 228 Rue de Rivoli, 75001 Paris

To get there :

By plane :

By bike :

  • Vélib station: Vendome or Rivoli

By train :

By Metro :

  • Line n ° 1: Tuileries or Concorde stations
  • Line 8: Tuileries or Concorde stations
  • Line n ° 12 / Tuileries or Concorde stations
  • RER A: Auber station

By car :

  • Edouard VII car park, in front of 23 rue Caumartin (250 spaces)
  • Olympia car park, 7 rue Caumartin, (50 spaces)
  • Vendôme car park, Place Vendôme, (1500 spaces)

By bus :

        • Lines n ° 72: Castiglione stop
        • Lines n ° 94: Concorde stop

Details

Date:
September 7
Time:
8:30 am - 11:30 am
Cost:
490€
Website:
https://www.institutriskcompliance.com/compliance-et-due-diligence-kyc-et-kys/

Organizer

IRC - Institute of Risk & Compliance

Venue

Hotel Le Meurice
228 Rue de Rivoli
Paris, 75001
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